Archives For communitarianism

Author Information: Raphael Sassower, University of Colorado, Colorado Springs, rsassowe@uccs.edu.

Sassower, Raphael. “Imagining a Different Political Economy.” Social Epistemology Review and Reply Collective 7, no. 9 (2018): 7-11.

The pdf of the article gives specific page references. Shortlink: https://wp.me/p1Bfg0-40v

Image by Rachel Adams via Flickr / Creative Commons

 

One cannot ask for a kinder or more complimentary reviewer than Adam Riggio.[1] His main complaint about my book, The Quest for Prosperity, is that “Stylistically, the book suffers from a common issue for many new research books in the humanities and social sciences. Its argument loses some momentum as it approaches the conclusion, and ends up in a more modest, self-restrained place than its opening chapters promised.”

My opening examination of what I see as the misconceptions of some presuppositions used in political economy is a first, necessary step towards an examination of recent capitalist variants (that are heralded as the best prospects for future organization of market exchanges) and for a different approach tor political economy offered by the end of the book. Admittedly, my vision of a radically reframed political economy that exposes some taken for granted concepts, such as scarcity, human nature, competition, and growth is an ambitious task, and perhaps, as Riggio suggests, I should attempt a more detailed articulation of the economy in a sequel.

However, this book does examine alternative frameworks, discusses in some detail what I consider misguided attempts to skirt the moral concerns I emphasize so as to retain the basic capitalist framework, and suggests principles that ought to guide a reframed political economy, one more attentive to the moral principles of solidarity and cooperation, empathy towards fellow members of a community, and an mindful avoidance of grave inequalities that are not limited to financial measures. In this respect, the book delivers more than is suggested by Riggio.

On Questions of Character

Riggio also argues that my

templates for communitarian alternatives to the increasingly brutal culture of contemporary capitalism share an important common feature that is very dangerous for [my] project. They are each rooted in civic institutions, material social structures for education, and socialization. Contrary to how [I] spea[k] of these four inspirations, civil rights and civic institutions alone are not enough to build and sustain a community each member of whom holds a communitarian ethical philosophy and moral sense deep in her heart.

This, too, is true to some extent. Just because I may successfully convince you that you are working with misconceptions about human nature, scarcity, and growth, for example, you may still not modify your behavior. Likewise, just because I may offer brilliant exemplars for how “civil rights and civic institutions” should be organized and legally enshrined does not mean that every member of the community will abide by them and behave appropriately.

Mean-spirited or angry individuals might spoil life for the more friendly and self-controlled ones, and Riggio is correct to point out that “a communitarian ethical philosophy and moral sense deep in [one’s] heart” are insufficient for overcoming the brutality of capitalist greed. But focusing on this set of concerns (rather than offering a more efficient or digitally sophisticated platform for exchanges), Riggio would agree, could be good starting points, and might therefore encourage more detailed analyses of policies and regulation of unfettered capitalist practices.

I could shirk my responsibility here and plead for cover under the label of a philosopher who lacks the expertise of a good old-fashioned social scientist or policy wonk who can advise how best to implement my proposals. But I set myself up to engage political economy in all its manifold facets, and Riggio is correct when he points out that my “analysis of existing institutions and societies that foster communitarian moralities and ethics is detailed enough to show promise, but unfortunately so brief as to leave us without guidance or strategy to fulfill that promise.”

But, when critically engaging not only the latest gimmicks being proposed under the capitalist umbrella (e.g., the gig economy or shared economies) but also their claims about freedom and equal opportunity, I was concerned to debunk pretenses so as to be able to place my own ideas within an existing array of possibilities. In that sense, The Quest for Prosperity is, indeed, more critique than manual, an immanent critique that accounts for what is already being practiced so as to point out inevitable weaknesses. My proposal was offered in broad outlines in the hope of enlisting the likes of Riggio to contribute more details that, over time, would fulfill such promises in a process that can only be, in its enormity, collaborative.

The Strength of Values

Riggio closes his review by saying that I

offered communitarian approaches to morality and ethics as solutions to those challenges of injustice. I think his direction is very promising. But The Quest for Prosperity offers only a sign. If his next book is to fulfill the promise of this one, he must explore the possibilities opened up by the following questions. Can communitarian values overcome the allure of greed? What kind of social, political, and economic structures would we need to achieve that utopian goal?

To be clear, my approach is as much Communitarian as it is Institutionalist, Marxist and heterodox, Popperian and postmodern; I prefer the more traditional terms socialism and communism as alternatives to capitalism in general and to my previous, more sanguine appeal to the notion of “postcapitalism.”

Still, Riggio hones in on an important point: since I insist on theorizing in moral and social (rather than monetary) terms, and since my concern is with views of human nature and the conditions under which we can foster a community of people who exchange goods and services, it stands to reason that the book be assessed in an ethical framework as well, concerned to some degree with how best to foster personal integrity, mutual empathy, and care. The book is as much concerned with debunking the moral pretenses of capitalism (from individual freedom and equal opportunity to happiness and prosperity, understood here in its moral and not financial sense) as with the moral underpinnings (and the educational and social institutions that foster them) of political economy.

In this sense, my book strives to be in line with Adam Smith’s (or even Marx’s) moral philosophy as much as with his political economy. The ongoing slippage from the moral to the political and economic is unavoidable: in such a register the very heart of my argument contends that financial strategies have to consider human costs and that economic policies affect humans as moral agents. But, to remedy social injustice we must deal with political economy, and therefore my book moves from the moral to the economic, from the social to the political.

Questions of Desire

I will respond to Riggio’s two concluding questions directly. The first deals with overcoming the allure of greed: in my view, this allure, as real and pressing as it is, remains socially conditioned, though perhaps linked to unconscious desires in the Freudian sense. Within the capitalist context, there is something more psychologically and morally complex at work that should be exposed (Smith and Marx, in their different analyses, appreciate this dimension of market exchanges and the framing of human needs and wants; later critics, as diverse as Herbert Marcuse and Karl Polanyi, continue along this path).

Wanting more of something—Father’s approval? Mother’s nourishment?—is different from wanting more material possessions or money (even though, in good a capitalist modality, the one seeps into the other or the one is offered as a substitute for the other). I would venture to say that a child’s desire for candy, for example, (candy being an object of desire that is dispensed or withheld by parents) can be quickly satiated when enough is available—hence my long discussion in the book about (the fictions of) scarcity and (the realities of) abundance; the candy can stand for love in general or for food that satisfies hunger, although it is, in fact, neither; and of course the candy can be substituted by other objects of desire that can or cannot be satisfied. (Candy, of course, doesn’t have the socially symbolic value that luxury items, such as iPhone, do for those already socialized.)

Only within a capitalist framework might one accumulate candy not merely to satisfy a sweet tooth or wish for a treat but also as a means to leverage later exchanges with others. This, I suggest, is learned behavior, not “natural” in the classical capitalist sense of the term. The reason for this lengthy explanation is that Riggio is spot on to ask about the allure of greed (given his mention of demand-side markets), because for many defenders of the faith, capitalism is nothing but a large-scale apparatus that satisfies natural human appetites (even though some of them are manufactured).

My arguments in the book are meant not only to undermine such claims but to differentiate between human activities, such as exchange and division of labor (historically found in families and tribes), and competition, greed, accumulation, and concentration of wealth that are specific to capitalism (and the social contract within which it finds psychological and legal protection). One can see, then, why I believe the allure of greed can be overcome through social conditioning and the reframing of human exchanges that satisfy needs and question wants.

Riggio’s concern over abuse of power, regardless of all the corrective structures proposed in the book, deserves one more response. Indeed, laws without enforcement are toothless. But, as I argue throughout the book, policies that attempt to deal with important social issues must deal with the economic features of any structure. What makes the Institutionalist approach to political economy informative is not only the recognition that economic ideals take on different hues when implemented in different institutional contexts, but that economic activity and behavior are culturally conditioned.

Instead of worrying here about a sequel, I’d like to suggest that there is already excellent work being done in the areas of human and civil rights (e.g., Michelle Alexander’s The New Jim Crow (2010) and Matthew Desmond’s Evicted (2016) chronicle the problems of capitalism in different sectors of the economy) so that my own effort is an attempt to establish a set of (moral) values against which existing proposals can be assessed and upon which (economic) policy reform should be built. Highlighting the moral foundation of any economic system isn’t a substitute for paying close attention to the economic system that surrounds and perhaps undermines it; rather, economic realities test the limits of the applicability of and commitment to such foundation.

Contact details: rsassowe@uccs.edu

References

Riggio, Adam. “The True Shape of a Society of Friends.” Social Epistemology Review and Reply Collective 7, no. 7 (2018): 40-45.

Sassower, Raphael. The Quest for Prosperity. London, UK: Rowman & Littlefield, 2017.

[1] Special thanks to Dr. Denise Davis for her critical suggestions.

Author Information: Adam Riggio, Royal Crown College, Social Epistemology Digital Editor, serrc.digital@gmail.com

Riggio, Adam. “The True Shape of a Society of Friends.” Social Epistemology Review and Reply Collective 7, no. 7 (2018): 40-45.

The pdf of the article gives specific page references. Shortlink: https://wp.me/p1Bfg0-3Zv

From the March for Justice for Police Violence in December 2014.
Sassower’s book does not directly touch on themes of institutional corruption, like the racialization of police forces as they act with undue violence and exploitation toward minority populations. But the communitarian moralities he thinks can overcome capitalism also has the potential to build progress here. More material for that sequel.
Image by All-Nite Images via Flickr / Creative Commons

 

As a work of philosophy, of political economy, of institutional analysis, Raphael Sassower’s The Quest for Prosperity has only one shortcoming. It makes for a tantalizing setup for his next work, and gives a reader the distinct impression that we are in store for a stunning sequel. Its title would be something like The Nature of Prosperity, or Remaking Prosperity. To the detriment of the actually existing book, reading The Quest for Prosperity makes you want desperately to read Remaking Prosperity, which unfortunately does not exist.

The Quest for Prosperity itself is a brilliant book, synthesizing many different concepts and images from several disciplines and traditions in the history of Western thought. It is a thoroughly researched and beautifully composed groundwork for a groundbreaking new philosophical approach to political economy.

The book drags a little in part three, which catalogues several hilariously inadequate new visions of prosperity that are unfortunately popular today. It would be news to someone who has only heard the hype of Silicon Valley and other ideologies similarly twisted to make working people desire their own slavery. But the average Washington Post, Manchester Guardian, or even Bloomberg News reader or fan of HBO’s Silicon Valley should already understand the toxic lifestyle PR of these moneyed industries.

As for that groundwork for the groundbreaking, the final two chapters offer a tantalizing glimpse of a work that explores the existence and revolutionary potential of the communitarian values underlying several disparate existing institutions. Unfortunately, it remains only a glimpse.

Economies of Scale

Sassower’s book revolves around an important ethical critique of contemporary capitalism and the culture of business and entrepreneurship that has grown so popular this century. In uncritically capitalist ways of thinking, there is only one set of terms in which people, social networks, technology, building and city architecture, institutions, organizations, ecologies, territories, and ideas are valued: their monetary potential. Such a morality of valuation reduces all that exists, including human identity itself, to a single dimension of ethical worth, and a petty-minded one at that.

The typical narratives to validate and venerate the contemporary economic order often appeal to images and concepts from Adam Smith’s The Wealth of Nations. Smith is a touchstone for Sassower as well, but he is wise not to linger on the image of the “invisible hand” that haunts the populist imagery of harmony through competition. Sassower instead focusses on how Smith describes the molecular connections of market exchanges – vendors and tradespeople buying and selling from each other in a town marketplace.

In the marketplaces where capitalist exchange begins, the individuals making money from each other are not themselves competitors. Their relationships are collegial friendships among professionals, and Smith describes their interaction as “the propensity to truck, barter, and exchange one thing for another.” So when a community’s prosperity flows from its markets and commercial exchanges, that prosperity is not a product of competition, but of friendliness. (Sassower 60-61)

In such a social atmosphere, a community of people constitutes itself easily from the everyday interactions of the marketplace, where people develop feelings of love at a low intensity for the neighbours who sustain their lives. Relationships of everyday economic exchange occur at such a personal level that the mutual benefit of such exchange is a straightforward fact, discovered through quotidian observation. They are, as Sassower describes them, “sympathetic neighbours.” (Sassower 90-91)

The rapaciousness and greed typical of contemporary business cultures could not arise from such relationship networks of friendly truck and barter. The network’s members connect by dynamics of mutual sympathy. Such a network would not be able to sustain business practices characterized by the greed and hostility into which many young professionals are socialized in the 21st century’s most intense economic hubs. Greed and cheating would result in your immediate expulsion from the marketplace, having betrayed the friendships of the others in the network.

Such sympathetic neighbourliness could most easily be overcome with an outside disturbance. For our case, that disturbance was the flow of massive economic income to those small marketplaces. This was the income of industrialization and colonialism. Speaking more descriptively, it was the income of exponential energy growth in domestic manufacturing, and a huge influx of many kinds of wealth from distant continents (raw materials, currency metals like gold and silver, agricultural goods, slaves).

These enormous flows of capital are too large for truck and barter, too massive to engage instinctual human sympathy. As the stakes of economic activity grow hugely higher, this depersonalization of economic activity leaves a person adrift in commercial exchange. Unable to form the same intimate connections as in the far less intense marketplace exchange, the alienated, angry approach to business as a zero-sum game. No longer sympathy and friendliness, but fear and aggression characterize the psychology of someone engaging with this sort of economic system in daily life. (Sassower 105)

Art by Shepard Fairey. Image by Wally Gobetz via Flickr / Creative Commons

What Would a Virtuous Oligarch Be?

In an economic system where capital flows massively overpower the capacity for everyday personal relationship networks to manage them, business life tends to condition people psychologically and morally into sociopaths. This problem of the depersonalized economy remains a wall in The Quest for Prosperity that, on its own terms, is insoluble. On its own terms, it likely is impossible to restore the virtue of sympathy to the psychological tendencies of people growing up in a high-intensity industrial capitalist economy. Sassower therefore forges an alternative image of the economic leader.

If capitalism can only express justice when the mega-rich are generally benevolent, community-minded people who care about their neighbours regardless of wealth, breeding, or class, then Sassower can at least describe how an oligarch could become kind. He identifies one economic principle, the recognition of which begins to transform an oligarch from a greedy sociopath to a personal ethic of rationally-justified sympathy. That principle is demand-centric economics.

This is a simple economic principle, fairly well-known in popular culture. If too many people in a society are in poverty, then the economy will stagnate from cratering demand; too few people will have enough money to spend, even for basic necessities. When a very wealthy person accepts this principle, he consents to submit a healthy portion of his income to taxation so that government services can close these poverty gaps. A business owner who accepts the principle of demand-centric economics will pay the workers in his business more, so that their spending can continue to drive economic development (Sassower 123-124).

Demand-centric thinking in economics has not been a major principle in how government policy on incomes and wealth inequality has developed over the last 40 years. The Reagan-Thatcher era of Western governance took the opposite principle, supply-side or trickle-down economics, as gospel. This is the notion that as the wealthy’s tax burden becomes lower and lower, they will spend more of that money in capital investment, backing new business ventures, and expanding private-sector employment.

Although the policy was widely mocked in popular culture from its first emergence, it has become the foundation of tax policy for all the largest political parties in the United States, United Kingdom, Canada, and among almost all conservative or centrist parties in Europe. Despite its success as legislature, the material consequences have been disastrous, as supply-side tax policies have decimated social democratic institutions throughout the West, intensifying economic precarity for millions across Europe and the Americas.

Why supply-side economics succeeded in becoming, until recently, uncontested common sense in popular culture and state-level politics is its intuitiveness in particular contexts. If an ordinary person’s annual income rises from $40,000 to $50,000, she will spend more money. The supply-side propagandist then derives a universal principle: If you have more money, you will spend more money. With that generality in hand, a principle that applies at middle-class incomes will be taken to hold at oligarchical incomes.

This is, of course, false, for three reasons that Sassower describes. One, personal consumption cannot proceed at an intensity of millions or billions of dollars each year. Two, most of that massive personal income never returns to their domestic economies anyway, and is instead burrowed in tax havens. Three, the capital investment industry no longer focusses on supplying startup funding for businesses. (Sassower 116)

Instead, global finance investment concentrates on the day-to-day trading of stocks in already existing companies, securities bundles, and speculation on the future value of stocks, securities, and currencies. High-frequency trading is a blatant sign that these investments are not for reinvestment into the productive economy. In this practice, a firm’s single algorithm will make millions of trades each day, based on its analyses of minute-to-minute market fluctuations. (Sassower 117)

Turning these massive fortunes away from the communities of non-rich people in their surroundings and around the world is a subtle but harrowing moral failure, considering the many hundreds of billions of dollars are wrapped entirely in these trading concerns.

A Fantastic Book That Falls Short of Its Potential

An economy of oligarchial inequality produces an elite for whom the purpose of living is cartoonishly grotesque personal self-enrichment. Such an economy as the one we live in today on Earth also deranges those who have virtually no wealth at all compared to these titans of mass ownership and securities gambling.

Anxiety over a precarious life of low pay and debt maintenance consumes all personal energy to help others. That anxiety encourages hatred of others as desperation and stress pervert any reflective capacity for long-term judgment into a paranoid social reflexivity. Reduced to egotistic, short-term thinking and habituated into distrust and hostility toward others, the poor become easy prey for financial fraud. The payday loan industry is built on this principle. Poverty does not breed virtue, but fear and rage.

This ties to what I think is the only notable flaw in The Quest for Prosperity. Stylistically, the book suffers from a common issue for many new research books in the humanities and social sciences. Its argument loses some momentum as it approaches the conclusion, and ends up in a more modest, self-restrained place than its opening chapters promised. How he does so reveals the far more profound shortcoming of Sassower’s book.

Sassower is admirable and innovative in his call to regenerate communitarian philosophy as a politically engaged popular intervention. His method is a philosophical examination of how four quite disparate civic institutions express effective communitarian ethics in their habitual structure and behavioural norms. The Catholic and some other Christian Churches socialize its dedicated members as “of one heart and soul” (Acts 4:32), whose primary economic concern is safeguarding people from the indignity of poverty. (Sassower 242-247)

The Israeli kibbutz movement governs distribution of goods and the financial results of their community’s work literally according to Marx’s principle of “from each according to his ability, to each according to his need.” Countercultural communes in North America operated according to similar rules of management as kibbutzim, but with quite different moral orientation. Kibbutz political philosophy is a secularized agrarian marxism organized around a utopian purpose of building a communal Zion where all oppressed people of the world can live in a Jewish homeland.

American counterculture communes sought to create a living alternative to the immanent political problem of rapacious capitalism’s continuation of genocidal imperialism. Sassower also offers a phenomenological exploration of how military training builds strong interpersonal bonds of solidarity, a communitarianism among soldiers.

All these templates for communitarian alternatives to the increasingly brutal culture of contemporary capitalism share an important common feature that is very dangerous for Sassower’s project. They are each rooted in civic institutions, material social structures for education and socialization. Contrary to how Sassower speaks of these four inspirations, civil rights and civic institutions alone are not enough to build and sustain a community each member of whom holds a communitarian ethical philosophy and moral sense deep in her heart.

The Impotence of Civil Rights

You may consider it a bit excessive that a book review would include a brief argument that civic institutions are not on their own adequate to ensure and maintain the freedom and dignity of the people who live in their domain. Nonetheless, Sassower wrote The Quest for Prosperity with an ambition of a similar scope, critiquing fundamental concepts of contemporary ideology and economic morality as part of an argument for communitarian alternatives. So I will maintain my own intensity of ambition with his.

There are two reasons why civic institutions alone, while needed, are not sufficient to overcome with communitarian values the ambitions of people to become oligarchs. Each of the two reasons is a different philosophical approach to the same empirical fact about human social capacities and institutions.

I first want to mention a logical reason. This is the simple fact that, conceptually speaking, law is not itself a material power. There is nothing about the law, as law, that compels your conformity to itself. There may be a moral motive to obey the law, whether that moral reason is a universal imperative or the injunction of social pressure. There may be a coercive motive to obey the law, as when you are under threat of police violence such as arrest, imprisonment, torture, or summary execution. Most often, people obey the law for practical reasons, as when a government’s legislation and regulations structure institutions we need to manage our techno-industrial society. But law alone is not justice, and so compels no obedience.

Law having no power to compel obedience, the existence of laws prohibiting violence against human rights does nothing to prevent such violence. If recognition of the law were all that was needed for obedience, then laws would never be violated. Only some material power, existing in addition to those laws, can ensure their application in managing the actions of a population.

The ultimate material power in the application of the law are state institutions, and any related institutions they support. Raising money through taxation, investment in industrial developments, and central bank mechanisms, states fund law enforcement institutions like courts, rehabilitation centres, prosecutors, and police. But even in institutions whose laws promise equal and fair treatment, individuals operating within those institutions can still use material power to give themselves unfair advantage over the less powerful.

Consider a civil suit whose defendant must make do with the cheapest legal representation in Albuquerque, but whose plaintiff walks into court with Alan Dershowitz at his side. Consider also the many instances where the power of institutions and institutionally-reinforced morality of solidarity encourages police abuse of citizens.

An individual officer may coerce sex from women under threat of arrest, or shoot a civilian with little or no cause; fellow officers or police unions will cover for him. An entire police department will prey on citizens as a matter of policy, as in many cities in the United States whose municipal police departments require a minimum (and growing) number of misdemeanor and bylaw violation fines for budgetary purposes. One of those such cities, incidentally, is Ferguson, Missouri.

The Impossibility of Prosperity?

I give these illustrations to emphasize the ethical importance of the fundamental purpose driving The Quest for Prosperity. Most of the book is taken up by Sassower’s clear and insightful argument for why contemporary capitalism is a moral and ethical disaster. The Quest for Prosperity is a stellar addition to this tradition of critical thought that has accompanied industrial development since its beginning.

Sassower takes a more noble stand than a critique, however, in proposing an alternative to capitalist practice for the domain most essential to resisting and overcoming industrial and economic injustice: public morality and personal ethics. His analysis of existing institutions and societies that foster communitarian moralities and ethics is detailed enough to show promise, but unfortunately so brief as to leave us without guidance or strategy to fulfill that promise.

My illustrations – deep pockets undermining a court’s fairness, police predation and corruption – describe real injustices rooted in the greed and hatred facilitated through capitalism and the racism that turns the exploited against each other. They are here to remind thinkers who are likewise against such injustice of the urgency of our challenges.

Sassower has offered communitarian approaches to morality and ethics as solutions to those challenges of injustice. I think his direction is very promising. But The Quest for Prosperity offers only a sign. If his next book is to fulfill the promise of this one, he must explore the possibilities opened up by the following questions.

Can communitarian values overcome the allure of greed? What kind of social, political, and economic structures would we need to achieve that utopian goal?

Contact details: serrc.digital@gmail.com

References

Sassower, Raphael. The Quest for Prosperity. London, UK: Rowman & Littlefield, 2017.

Author Information: Bernard Wills, Memorial University, bwills@grenfell.mun.ca

Wills, Bernard. “Our Weimar Moment, Part Three.” Social Epistemology Review and Reply Collective 7, no. 3 (2018): 32-37.

The pdf of the article gives specific page references. Shortlink: https://wp.me/p1Bfg0-3VO

Please refer to:

These considerations seem to argue for some type of social-democratic ideal perhaps along Scandinavian lines. This, of course, is not a sure bet. Capital of its very nature will seek to subvert and destroy mixed economies of the social democratic type because it cannot internalize the notion of limit. As such regimes cannot exist without capital they will always be forced to accede to its demands, particularly in a globalized context. Given this a rapprochement between Capital and xenophobic nationalism, Fascism in other words, seems like a strangely logical if, finally, contradictory choice.[1]

A poster from 2012 of Barack Obama as a fascist dictator in the model of Hitler, doubling as an ad for the extremist website Infowars. Image by Madame LaZonga via Flickr / Creative Commons

For those who receive none of the benefits of globalism but bear most of its burdens it may well be a compelling choice. I should point out that in the context of declining public trust in institutions Fascist style myths of national redemption are fatally tempting. Of course neo-liberalism has laid the groundwork for this with its mania for privatizing public assets, often at low cost. These measures, along with ‘austerity’ budgets reduce the efficacy of institutions which can then be portrayed as inept and beyond reform by those who want to profit from their sale.

In this the neo-liberals make strange bedfellows with many radicals who also call for the dismantling of state institutions like the police and military: essentially, both groups take as their target the modern state which one sees as oppressive of economic enterprise and the other sees as oppressive of racial, class and gender difference. Battered from all sides of the political spectrum it is little wonder the state is now an object of general suspicion and contempt. It is little wonder people seek solutions that are radical though radical need not always (or indeed ever) equal progressive.[2]

Here, however, let me address something I think is a crucial error. We are hearing more and more of the ‘weakness of liberalism’ with the disturbing implication that we need something less rather than more liberal to deal with our current crisis. This argument, as it always has, runs like this. Liberalism is committed to the notion of pure tolerance and is thus incapable of opposing the rising tide of extremism. A commitment to pure liberalism will thus destroy liberalism altogether as extremists will use the cover of bourgeois civil rights to subvert the state. This is backed, again as always, with the argument ad Hitleram.

Exactly as the Weimar Republic was ‘too free’ so we are ‘too free’. If only, the argument goes, the Weimar state had been less tolerant and liberal force could have been used to stop the spread of Nazi ideology.[3] Thus, we too, if we are too ‘liberal’, will meet the same fate. This argument is surely balderdash. Firstly, what was it that rendered Nazi ideology a fringe phenomenon for the second half of the 20th century? Why was it that for so many decades, fascism was the preserve of isolated cranks, street thugs and lunatics? Clearly because the post war liberal consensus I have referred to above had widespread support. When did Fascism re-emerge as an option? Precisely when pro-market ideology succeeded in destroying that consensus.

It is simply wrong that Fascism has re-emerged because of excessive liberalism: Fascism re-emerged when liberalism was subverted, when liberals themselves sold out their principles to the emerging class of financiers, speculators and media barons. What is more, this is yet another argument curiously appropriated from the far right: it has been the insistent claim of right wing Islamophobes that ‘Liberalism’ is unsustainable because it entails the tolerance of “Islamists” and those feckless voices on the ‘left’ who undermine the West’s will to fight with their constant critiques of colonial oppression and craven apologies for acts of terror.

Indeed, I find it odd that a rhetorical ploy used so often on the right has now been picked up by the left apparently without anyone noticing. How many times have we been told by Bushes, Blairs and others that opposition to some foreign intervention was ‘appeasement’ because some foreign leader was the next ‘Hitler’? I certainly do think Trump represents a form of Fascism (as I explained above) but it is well to remember that Trump is NOT Hilter. For one thing his movement has nothing like the ideological coherence of the Nazi Party (as noted above) nor has he anything like the shrewdness or determination or even basic competence of its leader. He also leads a country that has a long tradition of anti-authoritarian politics and (for now at least) some functioning checks and balances.

This is important for two reasons. Firstly, the Hitler comparison creates the perception of an emergency to which any response is in principle justified: what would one not do to stop the next holocaust? Secondly, this response closes off an important discussion. If the problem with Trump is that he is Hitler then it follows that his supporters are the new Nazis: this dehumanizes them and renders their concerns moot. Politically this is disastrous for many (though not all) Trump supporters are legitimately upset about the failures of the neo-Liberal order. Fascism does not flourish in a vacuum and Trumpism is not reducible to slow witted people deciding to be jerks. Identifying and allaying these underlying anxieties and tensions is the real work of anti-fascists though it involves less than exhilarating things like humility and listening to others.[4]

A memorial statue of Karl Marx and Friedrich Engels in eastern Berlin. Image by Joan Sorolla via Flickr / Creative Commons

 

Getting this balance right is crucial for the stakes are high. I believe what is at stake is a crucial component of the modern project. I believe that there is more to the idea of globalism than the ghastly parody of the Washington Consensus. I believe the ideal of a catholic and universal human society is a necessary moral challenge and a marvelous opportunity for human growth. Are we really better off retreating into the parochialism of pre-modern societies? Are we better off fearing and scapegoating the other? Are we better off with the old national rivalries and their attendant violence?

I say this in full awareness that supra-national institutions in the past have taken oppressive and imperial forms (such as the Romans and Ottomans or the modern imperialisms of the Americans and British). If there is something to be saved from the ideologies that drove those societies, it is the idea of universality: not of a universal military or commercial hegemony as in the past but of a moral society of all humans. To use Kant’s phrase there is a Kingdom of Ends that is unlimited in scope and illimitable in principle. We now know, due the simple fact of global communications, that the other is not a monster or if he is a monster, is no more a monster than we are capable of being. We have no need to engage in speculation like a Medieval person would have to concerning distant folk such as the Moors.

Given modern technology the other is among us whether we will it or no. The universal society is a simple fact however much we try to deny the moral implications of it. It is a fact that confronts us every day in the form of the world wide web. To use the language of Marx the material conditions of society already point to the necessity of a universal community!

This is reflected even in demographics: no western society currently has any future that does not involve an infusion of workers and consumers from other societies. Moreover, the many people in the west who do benefit from our current economic system will not easily forego new opportunities for consumption: having tried sushi they will not go back to meat and potatoes grown locally.

Lest both my right and left leaning colleagues sniff at the superficiality of the dining classes with their pumpkin lattes and craft beers let me say that there are many who enjoy the liberty of cultural contacts with other parts of the globe who will not give this up either. In other words, every western society contains a cosmopolitan impulse which will have at least some say in any proposed future and these people wish no return to the pristine purity of square dancing and tractor pulls. I do not mean to be flippant here: in small ways as well as in large we are coming to the understanding of Terence that nothing human is alien. This is the ideal that was once embodied in the old notion of Romanitas and persists though the imperial days of Rome are long gone.

It is well to remember that the first wave of political innovation in the West was the revived imperium of Charlemagne, a distant ancestor of our current European Union. Western culture at its best (as opposed to its worst) has never been about elevating the parochial for its own sake. Almost from the beginning (in spite of its wonderful and lively vernacular literatures) it employed the lingua franca of Latin as the universal norm of cultural discourse. This idea of universalism always has and always will meet resistance for openness entails risk and universalist ideals noble in conception have often disgraced themselves in practice. The temptation to turn our backs on this tradition are thus ever present. Yet those on the far right who trumpet ‘European identity’ while betraying everything good that Europe has ever accomplished not only deny the evident social facts of our world but its deepest moral potential as well.

Practically this means working to strengthen such international institutions as now exist and create new ones that can exercise some control over the flow of capital and enforce common labor and environmental standards. This means, and my right leaning readers will not like this, that I am indeed a globalist. As the ravages of unrestrained capitalism and environmental degradation are a global problem they call forth a global solution.

Similarly, my anarchist readers will also be displeased for I do not envisage the dissolution of the nation state but rather international agreements that will strengthen it as there is little way to enforce common international standards that bypasses national sovereignty. What, for instance, if trade deals between nations were used to buttress labor and environmental standards rather than subvert them? What if corporations that roam the globe looking for the weakest regulations and most immiserated workers were simply shut out of their own markets by newly empowered national governments?[5]

Both right and left envisage a world of spontaneously self-organizing social systems. The first group tell us that these are markets which if left to their own devices will slowly but surely solve all problems. The second group envisage workers organizing into guild like social collectives which can meet all basic needs on a purely local level. Both of these notions belong in the realm of utopian fiction. As Plato long ago pointed out classes emerge from any complex social order: antagonism and difference are grounded in the ineradicable particularity of human experience.

The individual does not merge directly with the collective but must be disciplined by the mediating power of civic institutions to regard the freedom of the other as her own. In other words, evil will always emerge as individuals absolutize their differences and the state (in whatever form it takes) is required to contain and harness these conflicts for good.[6] This banal fact of human experience has long been enshrined in religious and mythic conceptions such as the fall from paradise.

To put it bluntly, the communes envisaged by the anarchists and syndicalists (or any other form of social organization that assumes a direct harmony of interests between human beings) will last as long as it takes for the first love triangle to emerge: for the first individual to oppose absolutely h is subjectivity to another (as in the story of Cain and Abel). On this point at least the existentialist tradition (think of Dostoevsky’s underground man) has a much firmer grasp on reality than the Marxist as it recognizes the necessity of evil and conflict for the emergence of freedom.[7]

Contact details: bwills@grenfell.mun.ca

References

“”We Made a Devil’s Bargain”: Fmr. President Clinton Apologizes for Trade Policies that Destroyed Haitian Rice Farming” (https://www.democracynow.org/2010/4/1/)

Aeschylus, The Suppliants trans. Phillip Vellacott (Penguin Classics, London 1961)

Barzun, Jacques. Darwin, Marx, Wagner (Doubleday Books, New York, 1958)

Baudrillard, Jean, The Mirror of Production trans. Mark Poster (Telos Press, St. Louis, 1975)

Blake, William. The Marriage of Heaven and Hell from The Complete Poems (Penguin Classics, London, 1978)

Blum, George P. The Rise of Fascism in Europe (Greenwood Press, Westport, 1998)

Danticat, Edwige “Sweet Micky and the Sad DeJa Vu of Haiti’s Presidential Elections” (New Yorker, Dec.3, 2015)

Eagleton, Terry. Marx (Orion Publishing Group Ltd., London 1997)

Edmonds, Ennis B. Rastafari, A Very Short Introduction (Oxford University Press, Oxford, 2012)

Frank, Dana. “The Thugocracy Next Door” Politico. Retrieved from http://www.politico.com/magazine/story/2014/02.

Hegel, GWF. The Phenomenology of Mind (Harper Torchbook, New York, 1967)

Heilbroner, Robert. Twenty First Century Capitalism (Anansi Press, Concord, 1992)

Marx, Karl and Engels, Friedrich. The Communist Manifesto (Progress Publishers, Moscow, 1986)

Marx, Karl, and Engels, Friedrich. The German Ideology (International Publishers, New York, 1970)

Russell Hochschild, Arlie: “The Ecstatic Edge of Politics: Sociology and Donald Trump (http://www.asanet.org/sites/default/files/attach/journals/nov16csfeature_0.pdf)

Pulver, Matthew. “Bill and Hillary’s Hyper-Capitalist Disaster: How the Clintons Can Apologize for a Decade of Deadly Policies”

Spielvogel, Jackson J. Hitler and Nazi Germany (Pearson Prentice Hall, Upper Saddle River, 2005)

[1] In Nazi Germany this contradiction was only resolved by the personality cult of Adolf Hitler to whom, finally, the German nation and all the institutions it contained became expendable. The interests of Capital, the Army and so on were sacrificed to a war of national suicide of which the charisma and will of the fuehrer was the only binding principle. That this will was fundamentally nihilistic is shown by the fanatical orders of Hitler’s last days, orders only subverted by the intervention of Albert Speer.

[2] The easy convergence of these two positions should give us pause. That extremists of the alt-right and anti- fascist radicals on the left closely resemble each other is something readily discerned by anyone not an alt-right extremist and anti-fascist radical leftist. I do not simply refer to their unbending dogmatism or their penchant for reflexive verbal aggression and ad hominem attacks. I refer to the deeper truth that both groups are fundamentally Gnostic/Manichean in outlook. They are the lone voices of reason and integrity in an utterly corrupt world where public institutions need to be smashed instead of reformed and armies and police replaced with private militias culled from the remnant of the saints. In other words, to use a theological vocabulary, their outlook is sectarian not catholic (political errors are often secular transcriptions of theological ones). Indeed, one is reminded of Hegel’s claim that ‘absolute freedom’ finds its logical fulfilment in murderous acts of political terror: “Universal freedom can thus produce neither a positive achievement nor a deed, there is left for it only negative action; it is merely the rage and fury of destruction.” (The Phenomenology of Mind, 604).

[3] The ‘liberal’ character of the Weimar Republic should not be exaggerated, at least in this respect. As the Munich putsch illustrates attempts were made to suppress Nazism both by direct force and the banning of Nazi publications. These ultimately failed because a divided judiciary and army (many of whom were sympathetic to nationalism) were unable or unwilling to back up the fledgling Republic. (see Spielvogel, 36-39) Even so, as George Blum notes: “As economic conditions improved after the mid-1920’s, following a currency reform and the infusion of foreign credits, the prospects of parliamentary democracy were much enhanced. It is quite likely that it would have survived in Germany and Nazism would have remained a boisterous fringe movement if the chaos of the Great Depression had not cut short economic prosperity and social stability.” (8) Perhaps it is not free speech we should avoid but depressions.

[4] Exemplary in this respect is Arlie Russell Hochschild: “The Ecstatic Edge of Politics: Sociology and Donald Trump “ (http://www.asanet.org/sites/default/files/attach/journals/nov16csfeature_0.pdf). Changing the narrative of Trump voters requires understanding the narrative of Trump voters. Russell Hochschild points out that this narrative is theological at base and very deeply embedded in the thought forms of American Protestantism (688). Appeals to reason will not affect it. Immiserated whites who abandon myth for reason will live in the exact same devastated communities as before and their view of them will only be that much bleaker. If Trump’s base is to be cracked by a progressive political party, incentives will need to be offered to his supporters to trade their despairing ‘deep story’ for a more hopeful narrative. Clinton lost to Trump because she did not offer such an incentive in material, moral or indeed any other form. No doubt she could not make such an offer loudly and publicly without offending the corporate donor class, which is most likely why she did not even campaign in the rust belt states that cost her the election.

[5] Is it inherently irrational to suggest that countries which try undercut other countries by slashing worker’s rights and throwing out health and safety regulations should simply be excluded from trading blocs that agree to enforce common standards in such matters? Corporations, of course, can impose no discipline on themselves in such matters but might they become so worried about the prospects of global capitalism that, like addicts, they agree to have their hands tied by the state?

[6] It is difficult to know why anyone would assume otherwise. The impression Marx leaves is that in a society without class conflict the individuality of each will fall into immediate harmony with the individuality of all which might, for all one knows, be true if it were not that class conflict is just one subset of conflict in general. People on the same side in the class war are quite capable of utter viciousness to each other as anyone can confirm by hanging around Socialists (or workers for that matter) for any length of time. I have spoken elsewhere of the grave loss to self-knowledge that comes from the occlusion of the theological tradition. This is a case in point: without the myth of the fall people have lost a powerful skeptical check on their motives and can, with fatal ease, identify their basest impulses with their highest and most noble aspirations. It is noteworthy that original sin is probably the least popular Christian doctrine though it is the only one capable of %100 empirical confirmation.

[7] And here I must register my fundamental criticism of Marx (at least the utopian Marx) and the point on which he has failed to heed his teacher Hegel. Total freedom can only take the form of absolute tyranny. Thus it is not in fact an accident that Marx, who gives us a wonderful vision of the possibilities of human freedom (see Eagleton, 19-23), has given us also a formula for abject tyranny. Marx of course recognizes dialectical opposition as central to history. This is what the history of class struggle is all about. However, the notion that these tensions will directly resolve themselves once the capitalist state is overthrown is both forlorn and dangerous. Forlorn because it cannot happen (differentiation will inevitably occur) and dangerous because once the ‘individual’ has been reconciled to the ‘collective’ any further assertion of personal will or individuality will simply be a falling off from the good and an object of immediate suppression. The final state can allow no real opposition or difference to emerge as the historical problem will be, supposedly, solved. This is Blake’s warning about the ‘religious’ who seek to dissolve the tensions of history into a bland unity. (MHH 16, 10) This is also the price paid for historicizing a religious symbol (the millennium and the kingdom of God) and attempting to make of it a literal reality. Thus, the utopian strain in in Marx should at very least be an object of reserve and skepticism: it is no longer possible to separate the hope of Utopian thinking from the specter of mass murder.

Author Information: Bernard Wills, Memorial University, bwills@grenfell.mun.ca

Wills, Bernard. “Our Weimar Moment, Part Two.” Social Epistemology Review and Reply Collective 7, no. 3 (2018): 27-31.

The pdf of the article gives specific page references. Shortlink: https://wp.me/p1Bfg0-3VF

Please refer to:

On a wall in Montreal, Quebec, on 5 June 2017. Its address was 5317 Waverly.
Image by Fred: via Flickr / Creative Commons

 

I am not the person to solve these dilemmas however. I am a philosopher not an activist and my only job is to help clarify our thinking about the mess we find ourselves in. In that spirit I offer the following observations. They take the form of a reflection on Karl Marx whose writing seem to take on new life in the era in which we live. Marx has been gravely disserved by the elevation of his writings into a kind of holy writ.

Though I have deep reservations about certain aspects of his thinking (which I will discuss below) it is surprising to me how accurate a diagnosis he offers of our current crisis. I will not comment here on the strange tension between brutal dialectical realism and hazy utopianism that is the ambiguous legacy of the Marxist tradition. Nor will I be reviving such difficult and contentious notions as the theory of surplus value or Marx’s arcane analysis of Victorian economics.[1]

If Marx is still relevant as a prophet for the 21st century it is not for these things but for his central insight that Capitalism as a system is unsustainable: of its very nature it absolutizes the profit motive and the relentless pursuit of profit at all costs must bring the system itself crashing down. It is clear to me, for instance, that untrammeled markets will destroy the social and ecological capital on which they rest and on this point at least Marxism seems to me correct.

Only a system where the means of production are radically democratized is capable of wielding the instruments of modern technology in a way that is sustainable and broadly fair. Marx got many things tragically wrong but at the beginning of the 21st century we may wonder if he has gotten this one thing right. Not ten years ago this would have seemed a ridiculous question: the consensus surely was that the second half of the 20th century had left Marx’s thought far behind.

However, is it true that current conditions (as so many have claimed) falsify not only the details of Marx’s account but its spirit? The reason for saying so has hitherto been powerful: beginning with the post-depression era and continuing after the Second World War liberal democratic states have been governed by a consensus. Markets have been given freedom to operate on the assumption that in certain key areas Government will intervene to even out the cruelties and inequities of the market place, for example with labor laws, social security systems etc. The true answer to Marx has always been that democratic states have the power and will to balance the demands of the market with basic social goods to a degree sufficient to prevent revolution.[2]

Of course, corporations and their apologists have never really accepted this consensus and, as the post war interventionist state has been fundamentally secular in outlook neither have the people we now call social conservatives. If Marx is right the post war consensus that has hitherto governed us is inherently unstable: corporations who face the imperative of ever improving their bottom line can, indeed must, do so by incrementally chipping away at every aspect of the state that embodies a higher good than the pursuit of individual profit. Since the whole raison d’etre of the liberal state has been to make the world safe for capitalism and the indefinite growth it promises the political class must more and more cede to these demands.

However, man does not live by bread alone: to ensure electoral success corporate interests must align themselves with nationalists, racists, religious zealots and other disaffected groups as these are the one great mass of people outside the corporate sector who regard the post-war state as inherently corrupt. Thus, one sees the strange alliance between evangelical Protestants, conservative Catholics and the kleptocrats of the corporate elite: both fundamentally hate the progressive state and wish it dismantled, if for diametrically opposed reasons.

On a wall in Paris, France, on 10 June 2017, near Bellevue.
Image by Gullem Vellut via Flickr / Creative Commons

 

Anyone who reads the Communist Manifesto will see that Marx understood this dialectic perfectly well: the liberal state will always be threatened by an alliance of Capital with ethnic, national and religious exclusivism, in a word, fascism. As the liberal state is, in its essence, aligned with capital anyway it will inevitably lose this fight, making concession after concession until it is fundamentally toothless and an object of general contempt.

Ironically, given Marx’s notion that the state must ultimately wither away, the Liberal state will weaken itself to a point where it simply becomes expendable. The resultant unfettered pursuit of profit will produce such environmental devastation, such immiseration of what was once the middle class and such a cheapening of core values in spheres such as education and health-care that it will not be sustainable: the question of an alternative economic model will then present itself whether we wish it or not.[3] It is not for philosophers to predict the future or to dictate to practical people what they need to do. I only make the general point that the question of laissez faire economics is one of the handful of human notions on which the data appears to be in.

Yet it is clear too that without markets (of some kind) there is no way to adjust production to the real needs and demands of individuals (markets, after all, long predate capitalism). The grim catastrophe that was international communism was both the triumph and downfall of the technocratic dream: a universal society devoted to the conquest of nature and of chance. I do not simply refer here to ecological disasters such as the destruction of the Aral Sea or nuclear testing in Kazakhstan. I refer to the entire notion of a state that absorbs society in order to subject it to authoritarian technocratic control.

I think the lesson is clear that no party or political movement no matter how well intentioned can absorb the government. No government can absorb society in its economic, cultural or scientific aspects. This is illustrated, for instance, by the utter failure of centrally planned economies to meet the needs of actual human beings.[4] Contingency and difference, whether in the form of an economic market or a ‘marketplace of ideas’ or a culture of criticism and resistance within the state (in the form of a free press, political opposition and so on) are essential to a free society. As Robert Heilbroner points out a free market at very least provides a place where dissidents and non-conformists can earn a living. (69)

I prescind here from the question of whether Marx (who is still as I have noted a major social theorist) is to blame for the fate of Marxism in the 20th century: certainly Marx says some potentially disturbing things about a temporary ‘dictatorship’ of the proletariat where the workers, or more disturbingly, people who have appointed themselves as representative of the workers, take on the power of the Hobbesian sovereign.[5] State absolutism seems set as the precondition for abolishing the state.

It is no doubt possible to find a reading of Marx that insulates him from all that has subsequently been done in his name: such a procedure, though, runs the risk of turning his doctrine into a mere idealism, something that should have been a moving force in history but, alas, wasn’t due to Lenin, Plekhanov, the backwardness of the Russian people or what have you. Does Marxism allow any judgment but that of history? Does it not seem to fail its own most fundamental test?

I note however that many of the people who currently flaunt the symbols and language of international socialism are (barring the odd lunatic who still pines for forced collectivization) social democrats at heart or anarchists rather than orthodox Marxist/Leninists. Certainly their concerns over environmentalism and the rights of indigenous peoples belong more to the progressivism of this century than of the last.[6] Crucial notions for Marx are the technological conquest of scarcity and the full automation of labor and this certainly now looks naive from an ecological viewpoint. It looks increasingly like a Faustian delusion to believe that nature sets no limits on the possibility of abundance and prosperity. To truly eliminate scarcity, we must redefine our wants and needs, boring as that sounds, rather than overwhelm demand with supply.

Contact details: bwills@grenfell.mun.ca

References

“”We Made a Devil’s Bargain”: Fmr. President Clinton Apologizes for Trade Policies that Destroyed Haitian Rice Farming” (https://www.democracynow.org/2010/4/1/)

Aeschylus, The Suppliants trans. Phillip Vellacott (Penguin Classics, London 1961)

Barzun, Jacques. Darwin, Marx, Wagner (Doubleday Books, New York, 1958)

Baudrillard, Jean, The Mirror of Production trans. Mark Poster (Telos Press, St. Louis, 1975)

Blake, William. The Marriage of Heaven and Hell from The Complete Poems (Penguin Classics, London, 1978)

Blum, George P. The Rise of Fascism in Europe (Greenwood Press, Westport, 1998)

Danticat, Edwige “Sweet Micky and the Sad DeJa Vu of Haiti’s Presidential Elections” (New Yorker, Dec.3, 2015)

Eagleton, Terry. Marx (Orion Publishing Group Ltd., London 1997)

Edmonds, Ennis B. Rastafari, A Very Short Introduction (Oxford University Press, Oxford, 2012)

Frank, Dana. “The Thugocracy Next Door” Politico. Retrieved from http://www.politico.com/magazine/story/2014/02.

Hegel, GWF. The Phenomenology of Mind (Harper Torchbook, New York, 1967)

Heilbroner, Robert. Twenty First Century Capitalism (Anansi Press, Concord, 1992)

Marx, Karl and Engels, Friedrich. The Communist Manifesto (Progress Publishers, Moscow, 1986)

Marx, Karl, and Engels, Friedrich. The German Ideology (International Publishers, New York, 1970)

Russell Hochschild, Arlie: “The Ecstatic Edge of Politics: Sociology and Donald Trump (http://www.asanet.org/sites/default/files/attach/journals/nov16csfeature_0.pdf)

Pulver, Matthew. “Bill and Hillary’s Hyper-Capitalist Disaster: How the Clintons Can Apologize for a Decade of Deadly Policies”

Spielvogel, Jackson J. Hitler and Nazi Germany (Pearson Prentice Hall, Upper Saddle River, 2005)

[1] Of course fundamental challenges exist to Marixist economics and the anthropology underlying it. Of particular note here is Jean Baudrilliard, whose Mirror of Production castigates Marx for failing to question the principles of ‘political economy’ as defined in the 18th Century and making a fetish of Bourgeois notions of ‘labor’ under the all- encompassing sign of ‘production’. Thus, Marxism, far from being a radical critique of Capitalism simply reproduces its underlying logic. I cannot weigh in on this critique here but simply note its importance. I will say, however, that confronting Marxist notions of labor and productivity with, say, the ontologies of indigenous peoples shows just how dependent they are on the theoretical foundations of bourgeois Liberalism. Indeed, the Lockean stance towards nature, expropriation as property through productive labor, does not disappear from Marx but is simply socialized. The capitalist expropriation of the surplus value of labor disappears to make the social expropriation of land, “waste lands” as the Manifesto puts it, proceed apace. (54) Progressive advocates for the rights of indigenous peoples will have to rethink fundamental aspects of the Socialist tradition if they are serious about accommodating the indigenous viewpoint on land and ecological responsibility.  

[2] Or complete ecological collapse. Whatever the consequences to the planet corporations have made it clear that they wish to exploit fossil fuels until they are gone: one can only conclude that they prefer death to the intolerable burden of ecological responsibility. So far no national government or coalition of national governments has been able to tell them no. Of course a government that cannot tell private interests no is no government at all. So far, the liberal state has been failing one of its most significant tests and to that extent playing in the general rhetoric that states are useless anyway and might as well be replaced by private corporations or anarchist communes.

[3] We do not suffer from a lack of such models but from an excess. Trying to pick one’s way through the proposals of participatory economists, anarchists, mutualists, syndicalists, anarcho-feminists and so on is rather like trying to decide which of a hundred sects of Protestantism represents the true religion. I offer no opinion on whether social forms like these may play a role in a post capitalist order. For all this author knows they might have many useful things to contribute. They do seem, however, to embody one principle which is surely erroneous: that the community will never have to exercise sovereignty over the will of individuals. As will be pointed out below the most anarcho-syndicalist of communes will still have to function in some minimal sense as a state. I point this out because the utopian notion that the human being can, in her immediate natural will, embody the will of the community is a dangerous delusion which lays the groundwork for 20th century totalitarianism. One way of reading the current essay is as a critique of the utopian impulse as it afflicts both Capitalist and other societies. The problem with all these suggestions is that, for now at least, they are merely ideal and do not reflect forces immanent in the world, a thing Marx himself deprecated.  

[4] Ironies abound here. Robert Heilbroner notes: “As citizens of the former Soviet Union are discovering to their consternation, a market system means the end of the long queues for bread that were a curse of life under a system of centralized command, but it also means the introduction of a queue which did not exist formerly- namely, standing in line at employment offices and looking for work.” (73-74) The curse of a command system is the inability to provide goods in sufficient quantity as and when people actually need them. If bread runs low the command system cannot pivot and continues producing other items (like the notorious black lamps) for which there is no demand at all. The curse of Capitalism is its inability to supply a sufficient amount of meaningful and non-exploitive work for its citizens: one accepts ‘structural unemployment’ and alienated labor rather as the Soviet citizen made due without toothpaste.    

[5] Communist Manifesto pp.53-54. Of course, barring Cincinnatus of early Roman times, no ‘dictatorship’ has ever been temporary by choice. A realist like Marx ought surely to have known that power does not renounce itself. Of this section of the Manifesto Jacques Barzun comments: “Nowhere does Marx’s imaginative weakness and inconsequence appear more clearly than in this mishmash of bloody revolution with reformism.” (Darwin, Marx, Wagner, 188) This may be harsh but there is a grain of truth to it nonetheless. Barzun deftly points up the naiveté underlying Marx’s apparent worldliness: “One therefore wonders by what secret mechanism he expected that in this case (i.e. the violent overthrow of the bourgeoisie) men goaded to destruction and sadism would settle down into artisans of peace and order.” (187) In any violent revolution you will have men with guns and men with guns do not readily give them up. Most likely they will then become a militant clique who appoint themselves as representatives of the proletariat assuming its dictatorial function. This clique will already be criminalized by a long standing habit of identifying ethics with political expediency. A revolutionary general (in a depressingly familiar pattern) then becomes the next autocrat after killing or jailing his rivals. A new autocracy is the result and as Eagleton points out: “…a Socialism which fails to inherit from the middle class a rich legacy of liberal freedoms and civic institutions will simply reinforce that autocracy.” (43) Perhaps it is this dynamic of armed insurrections, rather than supposed ‘material conditions’ in Russia or elsewhere that vitiated 20th Century Communism. We might then judge the insurrectionist approach to be largely a failure.

[6] Assimilation of indigenous peoples (so called ‘futureless societies’) was as firm a part of Soviet doctrine as of Canadian or American Liberalism. Indeed, what could it possibly mean to be an indigenous person in the universal technocracy envisaged by Marx and his followers? A person who claimed and expressed indigeneity would be, from this perspective, clinging to outmoded forms of life (i.e. forms of life that do not reflect current modes of production) and would, for that reason, be counter-revolutionary (see German Ideology, 44 for Marx’s dismissive account of indigenous societies). At any rate nothing could be further from the scientific character of Marxism than the mania for ad hominem attacks and personal invective typical of certain contemporary radicals. Whether a capitalist is a loving father or steps on puppies is perfectly irrelevant. Marx is concerned with how institutions affect the perceptions and attitudes of the people who inhabit them. Capitalism is not oppressive because individual capitalists are bad people. A capitalist system run by kindly old grandfathers would not be a whit less oppressive. To be fair though, this contradiction is in Marx himself who never reconciled the vituperative rhetoric of Marxism with its actual substance.

Author Information: Adam Riggio, SERRC Digital Editor, serrc.digital@gmail.com

Riggio, Adam. “Action in Harmony with a Global World.” Social Epistemology Review and Reply Collective 7, no. 3 (2018): 20-26.

The pdf of the article gives specific page references. Shortlink: https://wp.me/p1Bfg0-3Vp

Image by cornie via Flickr / Creative Commons

 

Bryan Van Norden has become about as notorious as an academic philosopher can be while remaining a virtuous person. His notoriety came with a column in the New York Times that took the still-ethnocentric approach of many North American and European university philosophy departments to task. The condescending and insulting dismissal of great works of thought from cultures and civilizations beyond Europe and European-descended North America should scandalize us. That it does not is to the detriment of academic philosophy’s culture.

Anyone who cares about the future of philosophy as a tradition should read Taking Back Philosophy and take its lessons to heart, if one does not agree already with its purpose. The discipline of philosophy, as practiced in North American and European universities, must incorporate all the philosophical traditions of humanity into its curriculum and its subject matter. It is simple realism.

A Globalized World With No Absolute Hierarchies

I am not going to argue for this decision, because I consider it obvious that this must be done. Taking Back Philosophy is a quick read, an introduction to a political task that philosophers, no matter their institutional homes, must support if the tradition is going to survive beyond the walls of universities increasingly co-opted by destructive economic, management, and human resources policies.

Philosophy as a creative tradition cannot survive in an education economy built on the back of student debt, where institutions’ priorities are set by a management class yoked to capital investors and corporate partners, which prioritizes the proliferation of countless administrative-only positions while highly educated teachers and researchers compete ruthlessly for poverty wages.

With this larger context in mind, Van Norden’s call for the enlargement of departments’ curriculums to cover all traditions is one essential pillar of the vision to liberate philosophy from the institutions that are destroying it as a viable creative process. In total, those four pillars are 1) universal accessibility, economically and physically; 2) community guidance of a university’s priorities; 3) restoring power over the institution to creative and research professionals; and 4) globalizing the scope of education’s content.

Taking Back Philosophy is a substantial brick through the window of the struggle to rebuild our higher education institutions along these democratic and liberating lines. Van Norden regularly publishes work of comparative philosophy that examines many problems of ethics and ontology using texts, arguments, and concepts from Western, Chinese, and Indian philosophy. But if you come to Taking Back Philosophy expecting more than a brick through those windows, you’ll be disappointed. One chapter walks through a number of problems as examples, but the sustained conceptual engagement of a creative philosophical work is absent. Only the call to action remains.

What a slyly provocative call it is – the book’s last sentence, “Let’s discuss it . . .”

Unifying a Tradition of Traditions

I find it difficult to write a conventional review of Taking Back Philosophy, because so much of Van Norden’s polemic is common sense to me. Of course, philosophy departments must be open to primary material from all the traditions of the human world, not just the Western. I am incapable of understanding why anyone would argue against this, given how globalized human civilization is today. For the context of this discussion, I will consider a historical and a technological aspect of contemporary globalization. Respectively, these are the fall of the European military empires, and the incredible intensity with which contemporary communications and travel technology integrates people all over Earth.

We no longer live in a world dominated by European military colonial empires, so re-emerging centres of culture and economics must be taken on their own terms. The Orientalist presumption, which Edward Said spent a career mapping, that there is no serious difference among Japanese, Malay, Chinese, Hindu, Turkic, Turkish, Persian, Arab, Levantine, or Maghreb cultures is not only wrong, but outright stupid. Orientalism as an academic discipline thrived for the centuries it did only because European weaponry intentionally and persistently kept those cultures from asserting themselves.

Indigenous peoples – throughout the Americas, Australia, the Pacific, and Africa – who have been the targets of cultural and eradicative genocides for centuries now claim and agitate for their human rights, as well as inclusion in the broader human community and species. I believe most people of conscience are appalled and depressed that these claims are controversial at all, and even seen by some as a sign of civilizational decline.

The impact of contemporary technology I consider an even more important factor than the end of imperialist colonialism in the imperative to globalize the philosophical tradition. Despite the popular rhetoric of contemporary globalization, the human world has been globalized for millennia. Virtually since urban life first developed, long-distance international trade and communication began as well.

Here are some examples. Some of the first major cities of ancient Babylon achieved their greatest economic prosperity through trade with cities on the south of the Arabian Peninsula, and as far east along the Indian Ocean coast as Balochistan. From 4000 to 1000 years ago, Egyptian, Roman, Greek, Persian, Arab, Chinese, Mongol, Indian, Bantu, Malian, Inca, and Anishinaabeg peoples, among others, built trade networks and institutions stretching across continents.

Contemporary globalization is different in the speed and quantity of commerce, and diversity of goods. It is now possible to reach the opposite side of the planet in a day’s travel, a journey so ordinary that tens of millions of people take these flights each year. Real-time communication is now possible between anywhere on Earth with broadband internet connections thanks to satellite networks and undersea fibre-optic cables. In 2015, the total material value of all goods and commercial services traded internationally was US$21-trillion. That’s a drop from the previous year’s all-time (literally) high of US$24-trillion.[1]

Travel, communication, and productivity has never been so massive or intense in all of human history. The major control hubs of the global economy are no longer centralized in a small set of colonial powers, but a variety of economic centres throughout the world, depending on industry. From Beijing, Moscow, Mumbai, Lagos, and Berlin to Tokyo, and Washington, the oil fields of Kansas, the Dakotas, Alberta, and Iraq, and the coltan, titanium, and tantalum mines of Congo, Kazakhstan, and China.

All these proliferating lists express a simple truth – all cultures of the world now legitimately claim recognition as equals, as human communities sharing our Earth as we hollow it out. Philosophical traditions from all over the world are components of those claims to equal recognition.

The Tradition of Process Thought

So that is the situation forcing a recalcitrant and reactionary academy to widen its curricular horizons – Do so, or face irrelevancy in a global civilization with multiple centres all standing as civic equals in the human community. This is where Van Norden himself leaves us. Thankfully, he understands that a polemic ending with a precise program immediately becomes empty dogma, a conclusion which taints the plausibility of an argument. His point is simple – that the academic discipline must expand its arms. He leaves the more complex questions of how the philosophical tradition itself can develop as a genuinely global community.

Process philosophy is a relatively new philosophical tradition, which can adopt the classics of Daoist philosophy as broad frameworks and guides. By process philosophy, I mean the research community that has grown around Gilles Deleuze and Félix Guattari as primary innovators of their model of thought – a process philosophy that converges with an ecological post-humanism. The following are some essential aspects of this new school of process thinking, each principle in accord with the core concepts of the foundational texts of Daoism, Dao De Jing and Zhuang Zi.

Ecological post-humanist process philosophy is a thorough materialism, but it is an anti-reductive materialism. All that exists is bodies of matter and fields of force, whose potentials include everything for which Western philosophers have often felt obligated to postulate a separate substance over and above matter, whether calling it mind, spirit, or soul.

As process philosophy, the emphasis in any ontological analysis is on movement, change, and relationships instead of the more traditional Western focus on identity and sufficiency. If I can refer to examples from the beginning of Western philosophy in Greece, process thought is an underground movement with the voice of Heraclitus critiquing a mainstream with the voice of Parmenides. Becoming, not being, is the primary focus of ontological analysis.

Process thinking therefore is primarily concerned with potential and capacity. Knowledge, in process philosophy, as a result becomes inextricably bound with action. This unites a philosophical school identified as “Continental” in common-sense categories of academic disciplines with the concerns of pragmatist philosophy. Analytic philosophy took up many concepts from early 20th century pragmatism in the decades following the death of John Dewey. These inheritors, however, remained unable to overcome the paradoxes stymieing traditional pragmatist approaches, particularly how to reconcile truth as correspondence with knowledge having a purpose in action and achievement.

A solution to this problem of knowledge and action was developed in the works of Barry Allen during the 2000s. Allen built an account of perception that was rooted in contemporary research in animal behaviour, human neurology, and the theoretical interpretations of evolution in the works of Steven Jay Gould and Richard Lewontin.

His first analysis, focussed as it was on the dynamics of how human knowledge spurs technological and civilizational development, remains humanistic. Arguing from discoveries of how profoundly the plastic human brain is shaped in childhood by environmental interaction, Allen concludes that successful or productive worldly action itself constitutes the correspondence of our knowledge and the world. Knowledge does not consist of a private reserve of information that mirrors worldly states of affairs, but the physical and mental interaction of a person with surrounding processes and bodies to constitute those states of affairs. The plasticity of the human brain and our powers of social coordination are responsible for the peculiarly human mode of civilizational technology, but the same power to constitute states of affairs through activity is common to all processes and bodies.[2]

“Water is fluid, soft, and yielding. But water will wear away rock, which is rigid and cannot yield. Whatever is soft, fluid, and yielding will overcome whatever is rigid and hard.” – Lao Zi
The Burney Falls in Shasta County, Northern California. Image by melfoody via Flickr / Creative Commons

 

Action in Phase With All Processes: Wu Wei

Movement of interaction constitutes the world. This is the core principle of pragmatist process philosophy, and as such brings this school of thought into accord with the Daoist tradition. Ontological analysis in the Dao De Jing is entirely focussed on vectors of becoming – understanding the world in terms of its changes, movements, and flows, as each of these processes integrate in the complexity of states of affairs.

Not only is the Dao De Jing a foundational text in what is primarily a process tradition of philosophy, but it is also primarily pragmatist. Its author Lao Zi frames ontological arguments in practical concerns, as when he writes, “The most supple things in the world ride roughshod over the most rigid” (Dao De Jing §43). This is a practical and ethical argument against a Parmenidean conception of identity requiring stability as a necessary condition.

What cannot change cannot continue to exist, as the turbulence of existence will overcome and erase what can exist only by never adapting to the pressures of overwhelming external forces. What can only exist by being what it now is, will eventually cease to be. That which exists in metamorphosis and transformation has a remarkable resilience, because it is able to gain power from the world’s changes. This Daoist principle, articulated in such abstract terms, is in Deleuze and Guattari’s work the interplay of the varieties of territorializations.

Knowledge in the Chinese tradition, as a concept, is determined by an ideal of achieving harmonious interaction with an actor’s environment. Knowing facts of states of affairs – including their relationships and tendencies to spontaneous and proliferating change – is an important element of comprehensive knowledge. Nonetheless, Lao Zi describes such catalogue-friendly factual knowledge as, “Those who know are not full of knowledge. Those full of knowledge do not know” (Dao De Jing 81). Knowing the facts alone is profoundly inadequate to knowing how those facts constrict and open potentials for action. Perfectly harmonious action is the model of the Daoist concept of Wu Wei – knowledge of the causal connections among all the bodies and processes constituting the world’s territories understood profoundly enough that self-conscious thought about them becomes unnecessary.[3]

Factual knowledge is only a condition of achieving the purpose of knowledge: perfectly adapting your actions to the changes of the world. All organisms’ actions change their environments, creating physically distinctive territories: places that, were it not for my action, would be different. In contrast to the dualistic Western concept of nature, the world in Daoist thought is a complex field of overlapping territories whose tensions and conflicts shape the character of places. Fulfilled knowledge in this ontological context is knowledge that directly conditions your own actions and the character of your territory to harmonize most productively with the actions and territories that are always flowing around your own.

Politics of the Harmonious Life

The Western tradition, especially in its current sub-disciplinary divisions of concepts and discourses, has treated problems of knowledge as a domain separate from ethics, morality, politics, and fundamental ontology. Social epistemology is one field of the transdisciplinary humanities that unites knowledge with political concerns, but its approaches remain controversial in much of the conservative mainstream academy. The Chinese tradition has fundamentally united knowledge, moral philosophy, and all fields of politics especially political economy since the popular eruption of Daoist thought in the Warring States period 2300 years ago. Philosophical writing throughout eastern Asia since then has operated in this field of thought.

As such, Dao-influenced philosophy has much to offer contemporary progressive political thought, especially the new communitarianism of contemporary social movements with their roots in Indigenous decolonization, advocacy for racial, sexual, and gender liberation, and 21st century socialist advocacy against radical economic inequality. In terms of philosophical tools and concepts for understanding and action, these movements have dense forebears, but a recent tradition.

The movement for economic equality and a just globalization draws on Antonio Gramsci’s introduction of radical historical contingency to the marxist tradition. While its phenomenological and testimonial principles and concepts are extremely powerful and viscerally rooted in the lived experience of subordinated – what Deleuze and Guattari called minoritarian – people as groups and individuals, the explicit resources of contemporary feminism is likewise a century-old storehouse of discourse. Indigenous liberation traditions draw from a variety of philosophical traditions lasting millennia, but the ongoing systematic and systematizing revival is almost entirely a 21st century practice.

Antonio Negri, Rosi Braidotti, and Isabelle Stengers’ masterworks unite an analysis of humanity’s destructive technological and ecological transformation of Earth and ourselves to develop a solution to those problems rooted in communitarian moralities and politics of seeking harmony while optimizing personal and social freedom. Daoism offers literally thousands of years of work in the most abstract metaphysics on the nature of freedom in harmony and flexibility in adaptation to contingency. Such conceptual resources are of immense value to these and related philosophical currents that are only just beginning to form explicitly in notable size in the Western tradition.

Van Norden has written a book that is, for philosophy as a university discipline, is a wake-up call to this obstinate branch of Western academy. The world around you is changing, and if you hold so fast to the contingent borders of your tradition, your territory will be overwritten, trampled, torn to bits. Live and act harmoniously with the changes that are coming. Change yourself.

It isn’t so hard to read some Lao Zi for a start.

Contact details: serrc.digital@gmail.com

References

Allen, Barry. Knowledge and Civilization. Boulder, Colorado: Westview Press, 2004.

Allen, Barry. Striking Beauty: A Philosophical Look at the Asian Martial Arts. New York: Columbia University Press, 2015.

Allen, Barry. Vanishing Into Things: Knowledge in Chinese Tradition. Cambridge: Harvard University Press, 2015.

Bennett, Jane. Vibrant Matter: A Political Ecology of Things. Durham: Duke University Press, 2010.

Betasamosake Simpson, Leanne. As We Have Always Done: Indigenous Freedom Through Radical Resistance. Minneapolis: University of Minnesota Press, 2017.

Bogost, Ian. Alien Phenomenology, Or What It’s Like to Be a Thing. Minneapolis: Minnesota University Press, 2012.

Braidotti, Rosi. The Posthuman. Cambridge: Polity Press, 2013.

Deleuze, Gilles. Bergsonism. Translated by Hugh Tomlinson and Barbara Habberjam. New York: Zone Books, 1988.

Chew, Sing C. World Ecological Degradation: Accumulation, Urbanization, and Deforestation, 3000 B.C. – A.D. 2000. Walnut Creek: Altamira Press, 2001.

Negri, Antonio, and Michael Hardt. Assembly. New York: Oxford University Press, 2017.

Parikka, Jussi. A Geology of Media. Minneapolis: University of Minnesota Press, 2015.

Riggio, Adam. Ecology, Ethics, and the Future of Humanity. New York: Palgrave MacMillan, 2015.

Stengers, Isabelle. Cosmopolitics I. Translated by Robert Bononno. Minneapolis: Minnesota University Press, 2010.

Stengers, Isabelle. Cosmopolitics II. Translated by Robert Bononno. Minneapolis: Minnesota University Press, 2011.

Van Norden, Bryan. Taking Back Philosophy: A Multicultural Manifesto. New York: Columbia University Press, 2017.

World Trade Organization. World Trade Statistical Review 2016. Retrieved from https://www.wto.org/english/res_e/statis_e/wts2016_e/wts2016_e.pdf

[1] That US$3-trillion drop in trade was largely the proliferating effect of the sudden price drop of human civilization’s most essential good, crude oil, to just less than half of its 2014 value.

[2] A student of Allen’s arrived at this conclusion in combining his scientific pragmatism with the French process ontology of Deleuze and Guattari in the context of ecological problems and eco-philosophical thinking.

[3] This concept of knowledge as perfectly harmonious but non-self-conscious action also conforms to Henri Bergson’s concept of intuition, the highest (so far) form of knowledge that unites the perfect harmony in action of brute animal instinct with the self-reflective and systematizing power of human understanding. This is a productive way for another creative contemporary philosophical path – the union of vitalist and materialist ideas in the work of thinkers like Jane Bennett – to connect with Asian philosophical traditions for centuries of philosophical resources on which to draw. But that’s a matter for another essay.

Author Information: Raimo Tuomela, University of Helsinki, raimo.tuomela@helsinki.fi

Tuomela, Raimo. “The Limits of Groups: An Author Replies.” Social Epistemology Review and Reply Collective 6, no. 11 (2017): 28-33.

The pdf of the article refers to specific page numbers. Shortlink: https://wp.me/p1Bfg0-3QM

Please refer to:

In their critique Corlett and Strobel (2017) discuss my 2013 book Social Ontology and comment on some of my views. In this reply I will respond to their three central criticisms that I here formulate as follows:[1]

(1) Group members are said in my account to be required to ask for the group’s, thus other members’, permission to leave the group, and this seems to go against the personal moral autonomy of the members.

(2) My account does not focus on morally central matters such as personal autonomy, although it should.

(3) My moral notions are based on a utilitarian view of morality.

In this note I will show that claims (1) – (3) are not (properly) justified on closer scrutiny.

Unity Is What’s Missing In Our Lives

Below I will mostly focus on we-mode groups, that is, groups based on we-thinking, we-reasoning, a shared “ethos”, and consequent action as a unified group.[2] Ideally, such we-mode groups are autonomous (externally uncoerced) and hence free to decide about the ethos (viz. the central goals, beliefs, norms, etc.) of their group and to select its position holders in the case of an organized group. Inside the group (one with freely entered members) each member is supposed to be “socially” committed to the others to perform her part of the joint enterprise. (Intentions in general involve commitment to carry out what is intended).

The members of a we-mode group should be able to count on each other not to be let down. The goal of the joint activity typically will not be reached without the other members’ successful part performances (often involving helping). When one enters a we-mode group it is one’s own choice, but if the others cannot be trusted the whole project may be impossible to carry out (think of people building a bridge in their village).

The authors claim that my moral views are based on utilitarianism and hence some kind of maximization of group welfare instead of emphasizing individual autonomy and the moral rights of individuals.[3] This is a complex matter and I will here say only that there is room in my theory both for group autonomy and individual autonomy.  The we-mode account states what it takes for people to act in the we-mode (see Tuomela, 2013, ch. 2). According to my account, the members have given up part of their individual autonomy to the group. From this follows that solidarity to the other members is important. The members of a paradigmatic we-mode group should not let the others down. This is seen as a moral matter.

The Moral Nature of the Act

As to the moral implications of the present approach, when a group is acting intentionally it is as a rule responsible for what it does. But what can be said about the responsibility of a member? Basically, each member is responsible as a group member and also privately morally responsible for the performance of his part. (He could have left the group or expressed his divergent opinion and reasons.) Here we are discussing the properly moral and not only the instrumental or quasi-moral implications of group action and the members.[4]

A member’s exiting a free (autonomous) group is in some cases a matter for the group to deal with. “What sanctions does a group need for quitting members if it endangers the whole endeavor?” Of course the members may exit the group but then they have to be prepared to suffer the (possibly) agreed-upon sanctions for quitting. Corlett and Strobel focus on the requirement of a permission to leave the group (see pp. 43-44 of Tuomela, 2013). It is up to the group to decide about suitable sanctions. E.g. the members may be expected to follow the majority here. (See ch. 5 of Tuomela, 2013).

Furthermore, those who join the group should of course be clear about what kind of group they are joining. If they later on wish to give up their membership they can leave upon taking on the sanctions, if any, that the group has decided upon. My critics rightfully wonder about the expression “permission to leave the group”. My formulations seem to have misleadingly suggested to them that the members are (possibly) trapped in the we-mode group. Note that on p. 44 of my 2013 book I speak of cases where leaving the group harms the other members and propose that sometimes rather mere informing the members might be appropriate.

How can “permission from the group” be best understood? Depending on the case at hand, it might involve asking the individual members if they allow the person in question to leave without sanctions. But this sounds rather silly especially in the case of large groups. Rather, the group may formulate procedures for leaving the group. This would involve institutionalizing the matter and the possible sanctioning system. In the case of paradigmatic autonomous we-mode groups the exit generally is free in the sense that the group itself rather than an external authority decides about procedures for exiting the group (see appendix 1 to chapter 2 of Tuomela, 2013). However, those leaving the group might have to face group-based sanctions if they by their leaving considerably harm the others.

In my account the members of a well-functioning we-mode group can be said somewhat figuratively to have given up part of their autonomy and self-determination to their we-mode group. Solidarity between the members is important: The members should not let the others down – or else the group’s project (viz. the members’ joint project) will not be successful. This is a non-utilitarian moral matter – the members are to keep together not to let each other down. Also for practical reasons it is desirable that the members stick together on penalty of not achieving their joint goal – e.g. building a bridge in their village.

People do retain their personal (moral) autonomy in the above kind of cases where entering and exiting a we-mode group is free (especially free from external authorities) or where, in some cases, the members have to satisfy special conditions accepted by their group. I have suggested elsewhere that dissenting members should either leave the group or try to change the ethos of the group. As said above, in specific cases of ethos-related matters the members may use a voting method, e.g. majority voting, even if the minority may want to challenge the result.[5]

Questions of Freedom

According to Corlett and Strobel, freedom of expression is largely blocked and the notion of individual autonomy is dubious in my account (see p. 9 of their critical paper). As was pointed out above, the members may leave the group freely or via an agreed-upon procedure. Individual autonomy is thwarted to the extent that is needed for performing one’s part, but such performance is the whole point of participation in the first place. Of course the ethos may be discussed along the way and changes may be introduced if the members or e.g. the majority of them or another “suitable” number of them agree. The members enter the group freely, by their own will and through the group’s entrance procedures and may likewise leave the group through collectively agreed-on procedures (if such exist).

As we know, autonomy is a concept much used in everyday life, outside moral philosophy. In my account it is used in “autonomous groups”, in the simple sense that the group can make its own decisions about ethos, division of tasks, conditions for entering and exiting the group without coercion by an external authority. Basically, only the autonomous we-mode group can, through its members’ decision, make rules for how people are allowed to join or leave the group.[6]

Corlett’s and Strobel’s critique that the members in autonomous we-mode groups have no autonomy (in the moral sense) in my account cannot be directed towards the paradigmatic case of groups with free entrance, where the group members decide among themselves what is to be done by whom and how to arrange for the situation of a member wanting to leave the group, maybe in the middle of a critical situation. Of course, a member cannot always do as he chooses in situations of group action. A joint goal is at stake and one’s letting the others down when they have a good reason to count on one would be detrimental to everyone’s goal achievement. Also, letting the others down is at least socially and morally condemnable.

When people have good reason to drop out, having changed their mind or finding that the joint project is morally dubious, they can exit according to the relevant rules (if such exist in the group). The feature criticized by the present authors that “others’ permission is required” is due to my unlucky formulation. What is meant is that in some cases there should be some kind of procedure in the group for leaving. The group members are socially committed to each other to further the ethos, as well as committed to the ethos. The social commitment has, of course, the effect that each member looks to the others for cooperative actions and attitudes and has a good reason to do so.

My critics suggest that the members should seek support from the others – indeed this seems to be what the assumed solidarity of we-mode groups can be taken to provide. However, what they mean could be a procedure to make the ethos more attractive to them and leading to their renewed support of the ethos, instead of pressuring them to stay in a group with an ethos that no longer interests them. Of course, the ethos may be presented in new ways, but there still may be situations where members want to leave and they have a right to leave following the agreed upon procedures. Informing the group in due time, so that the group can find compensating measures, is what a member who quits can and should minimally do. The authors discuss examples where heads of states and corporations want to resign. It is typically possible to resign according e.g.to the group’s exit rules, if such exist.

Follow the Leader

On page 11 the authors criticize the we-mode account for the fact that non-operative members ought to accept what the operative leaders decide. They claim that e.g. a state like the U.S., on the contrary, allows, and in some situations, even asks the citizens to protest. They are, of course, right in their claims concerning special cases. Naturally there will sometimes be situations where protest is called for. The dissidents may then win and the government (or what have you) will change its course of action. Even the ethos of the group may sometimes have to be reformulated.

Gradual development occurs also in social groups and organizations, the ethos evolves often through dissident actions. When the authorized operatives act according to what they deem to be a feasible way, they do what they are chosen to do. If non-operatives protest due to immoral actions of the operatives, they do the right thing morally, but if the operatives act according to the ethos, they are doing their job, although they should have chosen a moral way to achieve the goal. The protest of the non-operatives may have an effect. On the other hand, note that even Mafia groups may act in the we-mode and do so in immoral ways, in accordance to their own agenda.

The authors discuss yet another kind of example of exiting the group, where asking permission would seem out of place: a marriage. If a married couple is taken to be a we-mode group, the parties would have to agree upon exit conditions (if marriage is not an institutionalized and codified concept – what it, nevertheless, usually is). As an institution it is regulated in various ways depending on the culture. The summarized critique by the authors on page 12 has been met this far. It seems that they have been fixated on the formulation that “members cannot leave the group without the permission from the other members.” To be sure, my view is that group members cannot just walk out on the others without taking any measures to ease the detrimental effects of their defection. Whether it is permission, compensation or an excuse, depends on the case. In protesting we have a different story: Dissidents often have good reasons to protest, and sometimes they just want to change the ethos instead of leaving.

It’s Your Prerogative

At the end of their critique the authors suggest that I should include in my account a moral prerogative for the members to seek the support of other group members as a courtesy to other members and the group. I have no objection to that. Once more, the expression “permission to leave the group” has been an unfortunate choice of words. It would have been better e.g. to speak of a member’s being required to inform the others that one has to quit and be ready to suffer possible sanctions for letting the others down and perhaps causing the whole project to collapse.

However, dissidents should have the right to protest. Those who volunteer to join a group with a specific ethos cannot always foresee if the ethos allows for immoral or otherwise unacceptable courses of action. Finally, my phrase “free entrance and exit” may have been misunderstood. As pointed out, the expression refers to the right of the members to enter and exit instead of being forced to join a group and remain there. To emphasize once more, it is in this way that the members of we-mode groups are autonomous.  Also, there is no dictator who steers the ethos formation and choice of position holders. However, although the members may jointly arrange their group life freely, each member is not free to do whatever he chooses when he acts in the we-mode. We-mode acting involves solidary collective acting by the members according to the ethos of the group.

In this note I have responded to the main criticisms (1)-(3) by Corlett and Strobel (2017) and argued that they do not damage my theory at least in a serious way. I wish to thank my critics for their thoughtful critical points.

Contact details: raimo.tuomela@helsinki.fi

References

Corlett, A. and Strobel J., “Raimo Tuomela’s Social Ontology”, Social Epistemology 31, no. 6.  (2017): 1-15

Schmid, H.-B. “On not doing one’s part.” Pp. 287-306, in Psarros, N., Schule-Ostermann, K. (eds.) Facets of Sociality. Frankfurt: Ontos Verlag, 2007

Tuomela, R. The Importance of Us: A Philosophical Study of Basic Social Notions. Stanford: Stanford University Press, 1995.

Tuomela, R. The Philosophy of Sociality, Oxford: Oxford University Press, 2007.

Tuomela, R. Social Ontology, New York: Oxford University Press, 2013.

Tuomela, R. and Mäkelä, P. “Group agents and their responsibility.” Journal of Ethics 20. (2016): 299-316

Tuomela, R. and Tuomela, M. “Acting As a Group Member and Collective Commitment”, Protosociology 18, (2003): 7-65.

[1] Acknowledgement. I wish to thank my wife Dr. Maj Tuomela for important help in writing this paper.

[2] See Tuomela (2007) and (2013) for the above notions.

[3] I speak of utilities only in game-theoretic contexts. (My moral views are closer to pragmatism and functionalism than utilitarianism.)

[4] See e.g. Tuomela-Mäkelä (2016) for a group’s  and group members’ moral responsibility, Also see pp. 37 and 41 of Tuomela (2013) and chapter 10 in Tuomela (2007).

[5] As to dissidents I have discussed the notion briefly in my 1995 book and in a paper published in 2003 with Maj Tuomela (see the references). Furthermore, Hans Bernhard Schmid discusses dissidents in we-mode groups in his article “On not doing one’s part” in Psarros and Schulte-Ostermann (eds.) Facets of Sociality, Ontos Verlag, 2007, pp. 287-306.

[6] Groups that are dependent on an external agent (e.g. a dictator, an owner of a company or an officer commanding an army unit) may lack the freedom to decide about what they should be doing, which positions they should have, and the members may be forced to join a group that they cannot exit from. My notion of “autonomous groups” refers to groups that are free to decide about their own matters, e.g. entrance and exit (possibly including sanctions). Personal moral autonomy in such groups is retained by the possibility to apply for entrance and exit upon taking on possible sanctions, influencing the ethos or protesting. The upshot is that a person functioning in a paradigmatic we-mode group should obey the possible restrictions that the group has set for exiting the group and be willing to suffer agreed upon sanctions. Such a we-mode group is assumed to have coercion-free entrance to the group and also free exit from it – as specified in Appendix 1 to Chapter 2 of my 2013 book. Here is meant that no external authority is coercing people to join and to remain in the group. A completely different matter is the case of a Mafia group and an army unit. The latter may be a unit that cannot be freely entered and exited. Even in these cases people may act in the we-mode. In some non-autonomous groups, like in a business company, the shareholders decide about all central matters and the workers get paid. Members may enter if they are chosen to join and exit only according to specific rules.